Personnel Hong Kong SFC License Details (ID 95583)

Personnel Hong Kong SFC License Details (ID 95583)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2011-06-03	-
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2011-04-18	-
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2011-04-18	-
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2008-04-01	2011-03-21
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2008-04-01	2011-03-21
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2008-04-01	2011-03-21
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2006-07-18	2006-09-30
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2006-07-18	2006-09-30
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-07-18	2006-09-30
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2006-07-18	2006-09-30