Personnel Hong Kong SFC License Details (ID 95584)

Personnel Hong Kong SFC License Details (ID 95584)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2011-04-21	2018-08-30
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2011-04-21	2018-08-30
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2010-10-19	2011-03-22
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-10-19	2011-03-22
XinKong International Securities Limited	Rep	Dealing in futures contracts	2009-09-24	2010-10-04
	Rep	Dealing in securities	2009-09-24	2010-10-04