Personnel Hong Kong SFC License Details (ID 95585)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2008-09-12	2011-09-25
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2003-09-29	2011-09-25
Broadway Wealth Management Limited	Rep	Advising on corporate finance	-	2003-06-29
	Rep	Advising on securities	-	2003-06-29
	Rep	Asset management	-	2003-06-29