Personnel Hong Kong SFC License Details (ID 95589)

Personnel Hong Kong SFC License Details (ID 95589)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Advising on securities	2023-03-15	-
	Rep	Dealing in securities	2023-03-15	-
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2023-03-15	-
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2020-03-25	2023-02-28
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2018-05-18	2023-02-28
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2018-05-18	2023-02-28
CES Commodities (HK) Limited	Rep	Advising on futures contracts	2003-04-01	2005-03-08
	Rep	Asset management	2003-04-01	2005-03-08
	Rep	Dealing in futures contracts	2003-04-01	2023-02-28
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2003-04-01	2023-02-28
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	2003-04-01	2003-07-07
	Rep	Advising on corporate finance	2003-04-01	2005-03-11
	Rep	Asset management	2003-04-01	2005-03-11
	Rep	Advising on securities	2003-04-01	2006-01-24
	Rep	Dealing in securities	2003-04-01	2023-02-28