Personnel Hong Kong SFC License Details (ID 95609)

Personnel Hong Kong SFC License Details (ID 95609)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FDB Asset Management Limited	Rep	Advising on securities	2023-08-11	2024-08-04
	Rep	Asset management	2023-08-11	2024-08-04
LUK FOOK SECURITIES (HK) LIMITED	Rep	Asset management	2014-12-29	2016-06-10
LUK FOOK FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2014-08-22	2016-06-10
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2014-08-22	2016-06-10
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2010-11-15	2014-08-06
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2010-11-15	2014-08-06