Personnel Hong Kong SFC License Details (ID 95612)

Personnel Hong Kong SFC License Details (ID 95612)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2021-04-20	-
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	RO	Advising on futures contracts	2018-03-01	-
	RO	Dealing in futures contracts	2018-03-01	-
	Rep	Advising on futures contracts	2017-11-30	2018-03-01
	Rep	Dealing in futures contracts	2017-11-30	2018-03-01
KAISER FUTURES LIMITED	RO	Dealing in futures contracts	2017-06-19	2017-11-24
	Rep	Dealing in futures contracts	2016-07-15	2017-06-19
KAISER SECURITIES LIMITED	Rep	Dealing in securities	2016-07-15	2017-11-24
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2012-06-21	2016-06-16
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2012-06-21	2016-06-16
	Rep	Leveraged foreign exchange trading	2012-06-21	2016-06-16
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2008-02-04	2012-06-01
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2008-02-04	2012-06-01
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2008-02-04	2012-06-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2007-01-09	2007-12-04
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2006-02-27	2007-12-04
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-02-27	2007-12-04