| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | - |
| Rep | Dealing in securities | 2013-08-21 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-08-21 | - |
| MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-12-19 | 2013-08-17 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-12-19 | 2013-08-17 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-03 | 2011-11-24 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-02-03 | 2011-11-24 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | 2011-11-24 |
| SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-03-29 | 2010-04-12 |
| SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-29 | 2010-04-12 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-03-29 | 2010-04-12 |
| CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2003-04-01 | 2003-08-01 |
| Rep | Asset management | 2003-04-01 | 2003-08-01 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-08-01 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2003-04-01 | 2003-08-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | Providing automated trading services | 2003-04-01 | 2003-07-07 |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-08-01 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-01 |
| Rep | Asset management | 2003-04-01 | 2003-08-01 |
| Rep | Dealing in securities | 2003-04-01 | 2003-08-01 |