Personnel Hong Kong SFC License Details (ID 95632)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANTEC WEALTH MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2022-06-02	-
	RO	Asset management	2022-06-02	-
Awaken Thunder Capital Limited	RO	Advising on securities	2021-03-17	2022-05-31
	RO	Asset management	2021-03-17	2022-05-31
SKYVAST ASSET MANAGEMENT LIMITED	Rep	Asset management	2020-02-21	2020-11-20
Wealthy Global Financial Asset Management Limited	RO	Advising on securities	2018-09-24	2019-02-28
	RO	Asset management	2018-09-24	2019-02-28
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2017-03-10	2018-05-15
South China Investment Management Limited	Rep	Asset management	2017-03-10	2018-05-15
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on securities	2017-03-10	2018-05-15
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2017-03-10	2018-05-15
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Advising on securities	2016-10-13	2017-02-24
	Rep	Asset management	2016-10-13	2017-02-24
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2016-05-03	2016-07-31
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2015-10-27	2016-07-31
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2015-10-27	2016-07-31
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2015-03-09	2015-10-02
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2015-03-09	2015-10-02
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-08-13	2015-02-13
DELTA ASIA SECURITIES LIMITED	Rep	Dealing in securities	2013-08-13	2015-02-13
	Rep	Leveraged foreign exchange trading	2013-08-13	2015-02-13
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2008-10-10	2013-07-28
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2008-10-10	2013-07-28
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-11-13	2013-07-28
T G HOLBORN (HK) LIMITED	Rep	Advising on corporate finance	2005-02-21	2006-10-25
	Rep	Advising on securities	2005-02-21	2006-10-25