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Shi, Loretta Wai Man 施慧文 Hong Kong SFC License Details (ID 95634)
Shi, Loretta Wai Man 施慧文
SFC ID:
AXK254
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CES Commodities (HK) Limited
Rep
Dealing in futures contracts
2011-06-08
2012-05-12
Everbright Securities Investment Services (HK) Limited
Rep
Dealing in securities
2011-06-08
2012-05-12