| WEBULL SECURITIES LIMITED | RO | Dealing in futures contracts | 2023-09-04 | 2025-08-01 |
| RO | Advising on securities | 2023-05-31 | 2025-08-01 |
| RO | Dealing in securities | 2022-05-11 | 2025-08-01 |
| Akuna Hong Kong Limited | RO | Dealing in futures contracts | 2019-10-16 | 2022-02-28 |
| RO | Dealing in securities | 2019-10-16 | 2022-02-28 |
| CNCB (Hong Kong) Capital Limited | RO | Asset management | 2019-02-22 | 2019-07-13 |
| Rep | Advising on corporate finance | 2018-04-17 | 2019-02-22 |
| Rep | Asset management | 2018-04-17 | 2019-02-22 |
| RO | Advising on securities | 2018-04-17 | 2019-07-13 |
| RO | Dealing in securities | 2018-02-21 | 2019-07-13 |
| Rep | Dealing in securities | 2018-02-05 | 2018-02-21 |
| China Galaxy International Futures (Hong Kong) Co., Limited | RO | Dealing in futures contracts | 2014-04-30 | 2018-01-21 |
| China Galaxy International Securities (Hong Kong) Co., Limited | RO | Dealing in securities | 2014-04-30 | 2018-01-21 |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-06-18 | 2014-04-30 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-06-18 | 2014-04-30 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-06-03 | 2012-06-07 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-11-18 | 2012-06-07 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2009-11-18 | 2012-06-07 |
| Interactive Brokers LLC | Rep | Dealing in futures contracts | 2008-09-18 | 2009-10-06 |
| Rep | Dealing in securities | 2008-09-18 | 2009-10-06 |
| Rep | Leveraged foreign exchange trading | 2008-09-18 | 2009-10-06 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2007-02-27 | 2008-08-22 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-02-27 | 2008-08-22 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-09-01 | 2008-08-22 |
| SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-09-01 | 2008-08-22 |