Personnel Hong Kong SFC License Details (ID 95637)

Personnel Hong Kong SFC License Details (ID 95637)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nerico Brothers Limited (HK)	Rep	Dealing in futures contracts	2013-04-10	2014-04-30
	Rep	Dealing in securities	2013-04-10	2014-04-30
CES Commodities (HK) Limited	Rep	Advising on futures contracts	-	2004-01-02
	Rep	Asset management	-	2004-01-02
	Rep	Dealing in futures contracts	-	2012-11-01
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	-	2012-11-01
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	-	2003-07-07
	Rep	Advising on corporate finance	-	2004-01-02
	Rep	Advising on securities	-	2004-01-02
	Rep	Asset management	-	2004-01-02
	Rep	Dealing in securities	-	2012-11-01