| Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2011-11-15 | 2014-06-22 |
| Rep | Dealing in securities | 2011-11-15 | 2014-06-22 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-03-08 | 2011-09-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-03-08 | 2014-06-22 |
| MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2009-10-13 | 2010-12-17 |
| Rep | Dealing in futures contracts | 2009-09-24 | 2010-12-17 |
| Rep | Dealing in securities | 2009-09-24 | 2010-12-17 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-10-03 | 2009-08-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-10-03 | 2009-08-14 |