Sung, Emerentiana Wing Chi 宋泳芝

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2019-08-19	-
CES Commodities (HK) Limited	RO	Dealing in futures contracts	2019-08-09	-
CES Forex (HK) Limited	RO	Leveraged foreign exchange trading	2019-08-09	-
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	Dealing in securities	2019-08-09	2019-08-19
Everbright Securities Investment Services (HK) Limited	RO	Dealing in securities	2019-08-09	-
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2017-09-25	2024-12-31
	Rep	Leveraged foreign exchange trading	2017-09-25	2024-12-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2017-09-25	2019-08-09
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2011-04-29	2019-08-09
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-06-22	2019-08-09
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-06-22	2019-08-09
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2004-02-24	2005-09-27
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2004-02-24	2005-09-27
CES Commodities (HK) Limited	Rep	Advising on futures contracts	2003-04-01	2003-12-30
	Rep	Asset management	2003-04-01	2003-12-30
	Rep	Dealing in futures contracts	2003-04-01	2004-02-11
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	2003-04-01	2003-07-07
	Rep	Advising on corporate finance	2003-04-01	2003-12-30
	Rep	Advising on securities	2003-04-01	2003-12-30
	Rep	Asset management	2003-04-01	2003-12-30
	Rep	Dealing in securities	2003-04-01	2004-02-11

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2019-08-19	-
CES Commodities (HK) Limited	RO	Dealing in futures contracts	2019-08-09	-
CES Forex (HK) Limited	RO	Leveraged foreign exchange trading	2019-08-09	-
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	Dealing in securities	2019-08-09	2019-08-19
Everbright Securities Investment Services (HK) Limited	RO	Dealing in securities	2019-08-09	-
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2017-09-25	2024-12-31
	Rep	Leveraged foreign exchange trading	2017-09-25	2024-12-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2017-09-25	2019-08-09
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2011-04-29	2019-08-09
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-06-22	2019-08-09
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-06-22	2019-08-09
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2004-02-24	2005-09-27
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2004-02-24	2005-09-27
CES Commodities (HK) Limited	Rep	Advising on futures contracts	2003-04-01	2003-12-30
	Rep	Asset management	2003-04-01	2003-12-30
	Rep	Dealing in futures contracts	2003-04-01	2004-02-11
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	2003-04-01	2003-07-07
	Rep	Advising on corporate finance	2003-04-01	2003-12-30
	Rep	Advising on securities	2003-04-01	2003-12-30
	Rep	Asset management	2003-04-01	2003-12-30
	Rep	Dealing in securities	2003-04-01	2004-02-11