Personnel Hong Kong SFC License Details (ID 95652)

Personnel Hong Kong SFC License Details (ID 95652)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-02-03	2026-06-20
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-02-03	2026-06-20
SHUN LOONG FUTURES LIMITED	Rep	Dealing in futures contracts	2004-08-17	2010-04-12
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-08-17	2010-04-12
PHILLIP COMMODITIES (HK) LIMITED	Rep	Providing automated trading services	2003-06-23	2003-08-15
	Rep	Dealing in futures contracts	2003-06-23	2004-07-21
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Providing automated trading services	2003-06-23	2004-07-21
	Rep	Dealing in securities	2003-06-23	2004-07-21
KGI ASIA LIMITED	Rep	Advising on corporate finance	-	2003-06-06
	Rep	Advising on securities	-	2003-06-06
	Rep	Asset management	-	2003-06-06
	Rep	Dealing in securities	-	2003-06-06
KGI FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2003-06-06
	Rep	Asset management	-	2003-06-06
	Rep	Dealing in futures contracts	-	2003-06-06