| TFI Securities and Futures Limited | Rep | Advising on securities | 2024-06-26 | - |
| Rep | Dealing in securities | 2024-06-26 | - |
| BOCOM International Securities Limited | Rep | Advising on futures contracts | 2023-10-18 | 2024-06-07 |
| Rep | Dealing in futures contracts | 2023-10-18 | 2024-06-07 |
| Rep | Dealing in securities | 2023-10-18 | 2024-06-07 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2021-03-05 | 2023-04-29 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2021-03-05 | 2023-04-29 |
| VALUABLE CAPITAL LIMITED | Rep | Dealing in futures contracts | 2020-05-26 | 2020-05-29 |
| Rep | Dealing in securities | 2020-05-26 | 2020-05-29 |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2019-05-09 | 2019-12-31 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2019-05-09 | 2019-12-31 |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2018-01-31 | 2019-04-30 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2018-01-31 | 2019-04-30 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-08-08 | 2017-06-27 |
| Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2013-08-08 | 2017-06-27 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-08-08 | 2017-06-27 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2011-12-05 | 2013-08-01 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-08-10 | 2013-08-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-08-10 | 2013-08-01 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-09-07 | 2011-04-30 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-09-07 | 2011-04-30 |
| ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-10-29 | 2010-07-31 |
| ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2009-10-29 | 2010-07-31 |