Personnel Hong Kong SFC License Details (ID 95675)

Personnel Hong Kong SFC License Details (ID 95675)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2022-03-04	-
	Rep	Dealing in securities	2022-03-04	-
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2019-07-26	2021-12-31
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Dealing in securities	2019-07-26	2022-01-23
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2011-07-28	2012-02-11
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2011-07-28	2012-02-11
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2011-07-28	2012-02-11