Personnel Hong Kong SFC License Details (ID 95679)

Personnel Hong Kong SFC License Details (ID 95679)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KOALA CAPITAL MANAGEMENT LIMITED	RO	Asset management	2017-10-03	2018-08-31
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	Advising on futures contracts	2012-10-18	2015-08-18
Delta Asia Wealth Management Limited	Rep	Asset management	2012-10-18	2015-08-18
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	Dealing in futures contracts	2012-09-26	2015-08-18
DELTA ASIA SECURITIES LIMITED	Rep	Advising on securities	2012-09-26	2015-08-18
	Rep	Dealing in securities	2012-09-26	2015-08-18
	Rep	Leveraged foreign exchange trading	2012-09-26	2015-08-18
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2011-02-16	2012-09-24
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2008-09-30	2012-09-24
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2008-07-11	2012-09-24
	Rep	Dealing in securities	2008-03-26	2012-09-24
PEGASUS FUND MANAGERS LIMITED	Rep	Advising on securities	2007-06-22	2008-03-02
	Rep	Asset management	2007-06-22	2008-03-02