Personnel Hong Kong SFC License Details (ID 95681)

Personnel Hong Kong SFC License Details (ID 95681)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUK FOOK FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2013-02-19	2020-01-13
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2013-02-19	2022-01-31
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2007-10-11	2013-02-06
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2007-10-11	2013-02-06
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2006-05-24	2007-10-08
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2006-05-17	2007-10-08
GT CAPITAL LIMITED	Rep	Dealing in securities	2005-10-05	2006-04-24
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2005-03-10	2005-10-04
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2005-03-10	2005-10-04
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2005-03-10	2005-10-04
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2004-08-26	2005-03-02
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2004-03-29	2005-03-02
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-03-29	2005-03-02