| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Dealing in securities | 2021-11-01 | - |
| Rep | Dealing in securities | 2018-03-22 | 2021-11-01 |
| Rep | Advising on securities | 2018-03-22 | 2024-02-23 |
| Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2016-03-01 | - |
| CES Commodities (HK) Limited | RO | Dealing in futures contracts | 2015-09-01 | - |
| Everbright Securities Investment Services (HK) Limited | RO | Dealing in securities | 2015-09-01 | - |
| CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2003-04-01 | 2003-12-30 |
| Rep | Asset management | 2003-04-01 | 2003-12-30 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2015-09-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | Providing automated trading services | 2003-04-01 | 2003-07-07 |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-12-30 |
| Rep | Advising on securities | 2003-04-01 | 2003-12-30 |
| Rep | Asset management | 2003-04-01 | 2003-12-30 |
| Rep | Dealing in securities | 2003-04-01 | 2015-09-01 |