Personnel Hong Kong SFC License Details (ID 95688)

Personnel Hong Kong SFC License Details (ID 95688)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Advising on securities	2017-10-03	-
	Rep	Dealing in securities	2017-10-03	-
	Rep	Advising on securities	2013-02-21	2017-10-02
	Rep	Dealing in securities	2012-12-18	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-12-18	-
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2012-02-22	2012-12-13
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2012-02-22	2012-12-13
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2004-05-21	2012-02-11
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2004-05-21	2012-02-11
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	2003-05-12	2003-07-07
	Rep	Dealing in securities	2003-05-12	2012-02-11
KINGSTON SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-04-22
	Rep	Advising on securities	2003-04-01	2003-04-22
	Rep	Asset management	2003-04-01	2003-04-22
	Rep	Providing automated trading services	2003-04-01	2003-04-22
	Rep	Dealing in securities	2003-04-01	2003-04-22