Personnel Hong Kong SFC License Details (ID 95689)

Personnel Hong Kong SFC License Details (ID 95689)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yupei Fortune Capital Limited	Rep	Advising on securities	2017-07-17	2019-12-31
	Rep	Asset management	2017-07-17	2019-12-31
	Rep	Dealing in securities	2017-07-17	2019-12-31
ADMIS Hong Kong Limited	Rep	Dealing in futures contracts	2014-10-03	2017-07-01
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-12-14	2014-03-05
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2006-12-14	2007-07-26
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-12-14	2014-03-05
HFS ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2005-08-30	2006-10-27
	Rep	Asset management	2005-08-30	2006-10-27
	Rep	Advising on corporate finance	-	2005-02-23
	Rep	Advising on securities	-	2005-03-31
	Rep	Asset management	-	2005-03-31