| UPBEST ASSETS MANAGEMENT LIMITED | Rep | Asset management | 2015-09-25 | 2021-12-17 |
| UPBEST COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-09-25 | 2021-12-17 |
| UPBEST SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-09-25 | 2021-12-17 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2015-03-13 | 2015-09-06 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2014-05-08 | 2015-09-06 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2014-05-08 | 2015-09-06 |
| UPBEST ASSETS MANAGEMENT LIMITED | Rep | Asset management | 2012-08-16 | 2014-04-14 |
| UPBEST COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-06-20 | 2014-04-14 |
| UPBEST SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2012-06-20 | 2014-04-14 |
| Rep | Dealing in securities | 2012-06-20 | 2014-04-14 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2010-10-15 | 2012-06-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2010-06-22 | 2012-06-01 |
| Rep | Dealing in securities | 2010-06-22 | 2012-06-01 |