| Linkways Investment Management Limited | RO | Dealing in futures contracts | 2024-08-23 | - |
| Linkways Asset Management Limited | RO | Asset management | 2024-03-20 | - |
| Linkways Investment Management Limited | RO | Advising on securities | 2024-03-20 | - |
| RO | Dealing in securities | 2024-03-20 | - |
| Linkways Asset Management Limited | Rep | Asset management | 2024-02-08 | 2024-03-20 |
| Linkways Investment Management Limited | Rep | Advising on securities | 2024-02-08 | 2024-03-20 |
| Rep | Dealing in securities | 2024-02-08 | 2024-03-20 |
| Rep | Dealing in futures contracts | 2024-02-08 | 2024-08-23 |
| MFG Limited (HK) | Rep | Asset management | 2019-02-18 | 2023-09-30 |
| Rep | Dealing in futures contracts | 2019-02-18 | 2023-09-30 |
| Rep | Dealing in securities | 2019-02-18 | 2023-09-30 |
| BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2014-01-07 | 2014-11-26 |
| Rep | Dealing in futures contracts | 2014-01-07 | 2019-02-02 |
| Rep | Dealing in securities | 2014-01-07 | 2019-02-02 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2013-02-04 | 2013-12-10 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-01-14 | 2013-12-10 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2013-01-14 | 2013-12-10 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-05-05 | 2012-12-22 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-05-05 | 2012-12-22 |