| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2020-04-28 |
| Rep | Dealing in securities | 2013-06-10 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-06-10 | 2020-04-28 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-10-10 | 2013-03-09 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-10-10 | 2013-03-09 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2010-11-25 | 2011-10-02 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2010-07-27 | 2011-10-02 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2010-07-27 | 2011-10-02 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-12-04 | 2010-06-19 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-12-04 | 2010-06-19 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-12-04 | 2010-06-19 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2007-03-28 | 2008-07-29 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-03-28 | 2008-07-29 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2004-09-02 | 2005-09-30 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-09-02 | 2005-09-30 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-09-02 | 2005-09-30 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2004-01-02 | 2004-08-18 |
| CHINA EVERBRIGHT FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2003-08-20 | 2004-03-19 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2003-07-29 | 2004-08-18 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-07-29 | 2004-08-18 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | - | 2003-04-11 |
| Rep | Advising on securities | - | 2003-04-11 |
| Rep | Asset management | - | 2003-04-11 |
| Rep | Providing automated trading services | - | 2003-04-11 |
| Rep | Dealing in securities | - | 2003-04-11 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | - | 2003-04-11 |
| Rep | Asset management | - | 2003-04-11 |
| Rep | Dealing in futures contracts | - | 2003-04-11 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | - | 2003-04-11 |
| Rep | Advising on securities | - | 2003-04-11 |
| Rep | Asset management | - | 2003-04-11 |
| Rep | Providing automated trading services | - | 2003-04-11 |
| Rep | Dealing in securities | - | 2003-04-11 |