Webb-site Legacy

Yiu, Wai Yi 姚惠儀

SFC ID:APW017

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2019-06-25	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2019-06-25	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-05-24	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2019-05-24	-
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2014-01-22	2019-04-30
	Rep	Dealing in securities	2014-01-22	2019-04-30
Bright Fund Management Limited	Rep	Asset management	2012-10-19	2013-11-27
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2008-05-27	2013-11-27
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2007-10-18	2013-11-27