Personnel Hong Kong SFC License Details (ID 95718)

Personnel Hong Kong SFC License Details (ID 95718)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AXA CHINA REGION INVESTMENT SERVICES LIMITED	Rep	Dealing in securities	2014-07-03	2019-05-31
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-07-17	2014-03-08
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-07-17	2014-03-08
GT CAPITAL LIMITED	RO	Dealing in securities	2005-10-24	2006-04-24
	Rep	Advising on securities	2005-09-12	2006-05-15
	Rep	Dealing in securities	2005-08-15	2005-10-24
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2003-08-05	2005-08-01
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2003-08-05	2005-08-01
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-04-26
	Rep	Asset management	-	2003-04-26
	Rep	Providing automated trading services	-	2003-04-26
	Rep	Dealing in futures contracts	-	2003-04-26
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-04-26
	Rep	Advising on securities	-	2003-04-26
	Rep	Asset management	-	2003-04-26
	Rep	Providing automated trading services	-	2003-04-26
	Rep	Dealing in securities	-	2003-04-26