Personnel SFC Licences and HKMA Registrations (ID 95720)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2020-06-05	-
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2018-09-10	-
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2010-01-13	-
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2008-12-12	-
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2008-08-12	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.