| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2019-11-06 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2018-08-29 | - |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2018-03-07 | 2019-07-10 |
| Rep | Leveraged foreign exchange trading | 2018-03-07 | 2019-07-10 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-03-07 | 2019-07-10 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2012-03-09 | - |
| Rep | Dealing in futures contracts | 2009-05-12 | 2009-11-12 |
| Rep | Dealing in futures contracts | 2006-11-29 | 2007-07-16 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-11-29 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-09-01 | - |