Personnel Hong Kong SFC License Details (ID 95732)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Asia Pacific Securities Limited	RO	Dealing in securities	2025-10-31	-
Asia Pacific Financial Capital Limited	RO	Advising on corporate finance	2025-06-09	-
	Rep	Advising on corporate finance	2025-05-09	2025-06-09
Asia Pacific Securities Limited	Rep	Dealing in securities	2025-05-09	2025-10-31
Akron Corporate Finance Limited	RO	Advising on corporate finance	2023-01-19	2025-03-27
	Rep	Advising on corporate finance	2022-11-28	2023-01-19
Cedarlake Global Capital Limited	RO	Dealing in securities	2021-08-05	2022-11-19
Cedarlake Global International Limited	RO	Advising on corporate finance	2021-08-05	2022-11-18
Aeternus Asset Holdings Limited	RO	Advising on corporate finance	2019-10-04	2021-07-31
	RO	Dealing in securities	2019-10-04	2021-07-31
Wilson International Capital Limited	RO	Advising on corporate finance	2018-06-29	2019-09-30
	Rep	Advising on corporate finance	2018-06-05	2018-06-29
WILSON SECURITIES LIMITED	Rep	Dealing in securities	2018-06-05	2019-09-30
China Sunrise Capital Limited	RO	Advising on corporate finance	2017-01-23	2018-05-06
	Rep	Advising on corporate finance	2016-11-30	2017-01-23
China Sunrise Securities (International) Limited	Rep	Dealing in securities	2016-11-30	2018-05-06
Great Wall Pan Asia Corporate Finance Limited	RO	Advising on corporate finance	2014-07-15	2016-06-28
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2013-10-10	2014-01-12
	Rep	Dealing in securities	2013-10-10	2014-01-12
Everbright Securities Global (HK) Limited	Rep	Advising on corporate finance	2011-05-17	2013-10-09
	Rep	Dealing in securities	2011-05-17	2013-10-09
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2011-05-17	2013-10-09
CSC ASIA LIMITED	Rep	Advising on corporate finance	2007-10-18	2011-04-30