Personnel Hong Kong SFC License Details (ID 95736)

Personnel Hong Kong SFC License Details (ID 95736)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AUREUM INFINITY CAPITAL LIMITED	Rep	Asset management	2023-03-13	2024-12-13
	RO	Advising on securities	2021-12-01	2024-12-13
	RO	Dealing in securities	2021-12-01	2024-12-13
MORTON SECURITIES LIMITED	RO	Dealing in securities	2017-08-08	2018-10-05
	Rep	Dealing in securities	2017-06-07	2017-08-08
ORIENTAL PATRON SECURITIES LIMITED	RO	Advising on securities	2016-04-11	2017-05-21
	RO	Dealing in securities	2016-04-11	2017-05-21
	Rep	Advising on securities	2015-05-28	2016-04-11
	Rep	Dealing in securities	2015-05-28	2016-04-11
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2015-01-28	2015-05-22
Everbright Securities Global (HK) Limited	Rep	Dealing in securities	2011-09-09	2015-01-05
	Rep	Advising on corporate finance	2011-02-25	2015-01-05
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2011-01-18	2015-01-05
	Rep	Dealing in securities	2011-01-18	2015-01-05