Personnel Hong Kong SFC License Details (ID 95739)

Personnel Hong Kong SFC License Details (ID 95739)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WAN LUNG SECURITIES LIMITED	RO	Advising on securities	2022-10-10	-
	RO	Asset management	2022-10-10	-
	RO	Dealing in securities	2022-10-10	-
Zhonghui International Securities Limited	RO	Asset management	2022-06-27	2022-08-09
	RO	Advising on securities	2021-06-30	2022-08-09
	RO	Dealing in securities	2021-06-30	2022-08-09
FOUNDER SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2019-08-29	2020-08-29
	Rep	Dealing in securities	2019-05-30	2019-08-29
Guosen Securities (HK) Brokerage Company, Limited	Rep	Dealing in securities	2016-03-02	2018-11-02
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2016-03-02	2018-11-02
	Rep	Dealing in securities	2016-03-02	2018-11-02
Everbright Securities Global (HK) Limited	Rep	Advising on corporate finance	2011-08-22	2016-02-14
	Rep	Dealing in securities	2011-08-22	2016-02-14
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2011-08-22	2016-02-14
	Rep	Dealing in securities	2011-08-22	2016-02-14