| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HANG TAI SECURITIES LIMITED | RO | Advising on corporate finance | 2026-11-11 | - |
| Rep | Dealing in securities | 2026-11-11 | - | |
| RaffAello Capital Limited | RO | Advising on corporate finance | 2026-05-11 | 2026-09-17 |
| Grand Moore Capital Limited | RO | Advising on corporate finance | 2025-05-29 | 2026-03-12 |
| Rep | Advising on corporate finance | 2025-04-14 | 2025-05-29 | |
| AMPLE CAPITAL LIMITED | RO | Advising on corporate finance | 2013-05-08 | 2024-10-15 |
| Rep | Advising on corporate finance | 2012-09-14 | 2013-05-08 | |
| Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2011-06-21 | 2011-10-04 |
| Rep | Dealing in securities | 2011-06-21 | 2011-10-04 | |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-06-21 | 2011-10-04 |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on securities | 2009-12-07 | 2011-06-04 |
| Rep | Dealing in securities | 2009-12-07 | 2011-06-04 | |
| Rep | Advising on corporate finance | 2009-11-09 | 2011-06-04 | |
| Shang International Finance Limited | Rep | Advising on corporate finance | 2007-02-07 | 2009-10-28 |
No HKMA registrations in the collected records.