Personnel Hong Kong SFC License Details (ID 95740)

Personnel Hong Kong SFC License Details (ID 95740)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RaffAello Capital Limited	RO	Advising on corporate finance	2026-05-11	2026-09-17
Grand Moore Capital Limited	RO	Advising on corporate finance	2025-05-29	2026-03-12
	Rep	Advising on corporate finance	2025-04-14	2025-05-29
AMPLE CAPITAL LIMITED	RO	Advising on corporate finance	2013-05-08	2024-10-15
	Rep	Advising on corporate finance	2012-09-14	2013-05-08
Everbright Securities Global (HK) Limited	Rep	Advising on corporate finance	2011-06-21	2011-10-04
	Rep	Dealing in securities	2011-06-21	2011-10-04
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2011-06-21	2011-10-04
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on securities	2009-12-07	2011-06-04
	Rep	Dealing in securities	2009-12-07	2011-06-04
	Rep	Advising on corporate finance	2009-11-09	2011-06-04
Shang International Finance Limited	Rep	Advising on corporate finance	2007-02-07	2009-10-28