Personnel Hong Kong SFC License Details (ID 95745)

Personnel Hong Kong SFC License Details (ID 95745)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SBI China Capital Financial Services Limited	RO	Advising on securities	2024-11-27	-
	Rep	Dealing in securities	2024-11-27	-
	Rep	Advising on securities	2024-09-16	2024-11-27
FOUNDER SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2019-08-29	2023-12-26
CHINA EVERBRIGHT RESEARCH LIMITED	RO	Advising on securities	2018-04-17	2019-08-01
	Rep	Advising on securities	2014-04-17	2018-04-17
Everbright Securities Investment Services (HK) Limited	RO	Advising on securities	2011-07-27	2014-04-03
	Rep	Advising on securities	2006-03-27	2011-07-27