Personnel SFC Licences and HKMA Registrations (ID 95748)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TOPAZ CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2024-05-29	-
Topaz Financial Group Limited	Rep	Dealing in futures contracts	2024-05-29	-
	Rep	Advising on securities	2023-09-05	-
	Rep	Dealing in securities	2023-09-05	-
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2022-02-24	2023-06-08
	Rep	Dealing in securities	2022-02-24	2023-06-08
Wanhai Securities (HK) Limited	Rep	Advising on securities	2012-04-27	2014-05-01
	Rep	Dealing in securities	2012-04-27	2014-05-01
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2009-07-10	2012-03-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.