Personnel Hong Kong SFC License Details (ID 95753)

Personnel Hong Kong SFC License Details (ID 95753)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2009-02-23	2019-08-03
DELTA ASIA SECURITIES LIMITED	Rep	Dealing in securities	2007-09-11	2009-02-09
Delta Asia Wealth Management Limited	RO	Advising on securities	2007-03-27	2009-02-09
	RO	Asset management	2006-09-19	2009-02-09
	Rep	Asset management	2005-01-31	2006-09-19
	Rep	Advising on securities	2005-01-24	2007-03-27
STANDARD FAIRHOUSE INTERNATIONAL LIMITED	RO	Advising on corporate finance	-	2004-12-21
	RO	Asset management	-	2004-12-21
	RO	Advising on securities	-	2004-12-22