Personnel Hong Kong SFC License Details (ID 95754)

Personnel Hong Kong SFC License Details (ID 95754)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2014-05-14	-
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-02-03	2014-05-02
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-05-27
	Rep	Advising on securities	2003-04-01	2004-05-27
	Rep	Asset management	2003-04-01	2004-05-27
	Rep	Providing automated trading services	2003-04-01	2004-05-27
	Rep	Dealing in securities	2003-04-01	2010-04-12