| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| EG Asset Limited | RO | Asset management | 2022-12-30 | - |
| RO | Advising on securities | 2021-10-25 | - | |
| RO | Dealing in securities | 2021-10-25 | - | |
| Rep | Advising on securities | 2021-10-18 | 2021-10-25 | |
| Rep | Dealing in securities | 2021-10-18 | 2021-10-25 | |
| Rep | Asset management | 2021-10-18 | 2022-12-30 | |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-02-27 | 2021-06-30 |
| RO | Advising on securities | 2018-08-16 | 2021-06-30 | |
| RO | Dealing in futures contracts | 2018-08-16 | 2021-06-30 | |
| RO | Dealing in securities | 2018-08-01 | 2021-06-30 | |
| Rep | Dealing in securities | 2017-10-30 | 2018-08-01 | |
| Rep | Dealing in futures contracts | 2017-10-30 | 2018-08-16 | |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2015-12-09 | 2017-10-13 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2014-07-10 | 2017-10-13 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2010-11-29 | 2017-10-13 |
No HKMA registrations in the collected records.