Personnel Hong Kong SFC License Details (ID 95827)

Personnel Hong Kong SFC License Details (ID 95827)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FDB Asset Management Limited	Rep	Advising on securities	2023-10-31	2025-12-10
	Rep	Asset management	2023-10-31	2025-12-10
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on securities	2017-03-22	2020-02-18
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2017-03-22	2020-08-31
KGI ASIA LIMITED	Rep	Advising on securities	2013-05-08	2014-11-15
	Rep	Dealing in securities	2013-05-08	2014-11-15
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2011-08-22	2013-01-01