| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-02-03 | 2007-08-22 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | - |
| SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2003-12-02 | 2007-08-22 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-12-02 | 2010-04-12 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-04-01 | 2003-12-01 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-11-28 |
| Rep | Advising on securities | 2003-04-01 | 2003-11-28 |
| Rep | Asset management | 2003-04-01 | 2003-11-28 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-11-28 |
| Rep | Dealing in securities | 2003-04-01 | 2003-12-01 |