Personnel Hong Kong SFC License Details (ID 95854)

Personnel Hong Kong SFC License Details (ID 95854)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	Rep	Advising on securities	2014-09-12	2015-06-09
LUK FOOK FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2013-09-30	2014-09-04
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2013-09-30	2014-09-04
CASH Wealth Management Limited	Rep	Advising on securities	2012-02-24	2012-05-19
	Rep	Dealing in securities	2012-02-24	2012-05-19
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2011-10-13	2012-02-18
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2011-08-15	2012-02-18