Personnel Hong Kong SFC License Details (ID 95859)

Personnel Hong Kong SFC License Details (ID 95859)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SBI Securities (Hong Kong) Limited	RO	Dealing in securities	2015-11-13	2016-03-31
SYZ Asset Management (Asia) Limited	RO	Dealing in securities	2012-05-22	2013-10-31
	RO	Advising on securities	2012-03-22	2013-10-31
	Rep	Advising on securities	2011-03-23	2012-03-22
	Rep	Asset management	2011-03-23	2013-06-30
Altis Partners (Asia) Limited	Rep	Asset management	2010-10-22	2010-11-30
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2007-07-19	2008-11-06
Horizon21 (Hong Kong) Limited	Rep	Advising on securities	2005-02-04	2005-08-04