Personnel Hong Kong SFC License Details (ID 95863)

Personnel Hong Kong SFC License Details (ID 95863)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Royal Asset Management (Hong Kong) Limited	RO	Advising on securities	2024-02-23	-
	RO	Asset management	2024-02-23	-
Entersys Asset Management Hong Kong Limited	RO	Advising on securities	2017-11-30	2024-01-31
	RO	Asset management	2017-11-30	2024-01-31
NINE RIVERS CAPITAL PARTNERS LIMITED	RO	Advising on securities	2017-01-04	2017-11-26
	RO	Asset management	2017-01-04	2017-11-26
	Rep	Advising on securities	2016-09-05	2017-01-04
KGI Asset Management Limited	Rep	Advising on securities	2013-08-08	2013-08-27
	Rep	Dealing in securities	2013-08-08	2013-08-27
T G HOLBORN (HK) LIMITED	RO	Advising on securities	2007-12-17	2013-08-27
	Rep	Advising on securities	2003-07-11	2007-12-17