Personnel SFC Licences and HKMA Registrations (ID 95864)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHANGGU ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2021-02-26	-
	RO	Asset management	2021-02-26	-
	RO	Dealing in securities	2021-02-26	-
	Rep	Advising on securities	2021-01-12	2021-02-26
	Rep	Asset management	2021-01-12	2021-02-26
WeGeneral Asset Management Limited	RO	Advising on securities	2019-11-20	2020-11-30
	RO	Asset management	2019-11-20	2020-11-30
Redbridge Global Strategies Limited	RO	Dealing in securities	2019-04-25	2019-09-20
	RO	Advising on securities	2018-12-13	2019-09-20
	RO	Asset management	2018-12-13	2019-09-20
Easy Fund Management Company Limited	RO	Advising on securities	2017-10-30	2018-11-21
	RO	Asset management	2017-10-30	2018-11-21
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-11-04	2016-12-20
KGI ASIA LIMITED	Rep	Advising on securities	2015-04-02	2016-12-20
	Rep	Dealing in securities	2015-04-02	2016-12-20
KGI Asset Management Limited	RO	Advising on corporate finance	2013-08-19	2016-11-22
	RO	Advising on securities	2013-08-19	2016-12-20
	RO	Dealing in securities	2013-05-31	2016-12-20
	RO	Asset management	2012-09-14	2016-12-20
	Rep	Asset management	2007-12-21	2012-09-14
T G HOLBORN (HK) LIMITED	RO	Advising on corporate finance	2003-04-01	2013-11-29
	RO	Advising on securities	2003-04-01	2013-11-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.