Personnel Hong Kong SFC License Details (ID 95866)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Shanggu Securities Limited	Rep	Advising on securities	2024-11-13	-
SHANGGU ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2023-03-28	-
	RO	Asset management	2023-03-28	-
	RO	Dealing in securities	2023-03-28	-
Tianlong Securities Co., Limited	RO	Advising on securities	2021-06-04	2023-03-10
	RO	Asset management	2021-06-04	2023-03-10
SHANGGU ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2020-07-02	2021-04-16
	RO	Asset management	2020-07-02	2021-04-16
	RO	Dealing in securities	2020-07-02	2021-04-16
Sinostar Securities Limited	RO	Dealing in securities	2017-07-07	2020-02-08
Sinostar Asset Management Limited	RO	Advising on securities	2017-02-07	2020-02-08
	RO	Asset management	2017-02-07	2020-02-08
KGI ASIA LIMITED	Rep	Advising on securities	2015-04-02	2016-12-20
	Rep	Dealing in securities	2015-04-02	2016-12-20
KGI Asset Management Limited	RO	Dealing in securities	2013-05-31	2016-12-20
	RO	Advising on corporate finance	2003-04-01	2016-11-22
	RO	Advising on securities	2003-04-01	2016-12-20
	RO	Asset management	2003-04-01	2016-12-20
T G HOLBORN (HK) LIMITED	RO	Advising on corporate finance	2003-04-01	2013-11-29
	RO	Advising on securities	2003-04-01	2013-11-29