Personnel Hong Kong SFC License Details (ID 95867)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI Asset Management Limited	Rep	Advising on securities	2013-07-30	2014-04-24
	Rep	Dealing in securities	2013-07-30	2014-04-24
T G HOLBORN (HK) LIMITED	Rep	Advising on securities	2009-06-04	2013-10-17
ASSET MANAGEMENT GROUP LIMITED	Rep	Advising on securities	2008-12-09	2009-05-07
Japan Cosmo Securities (Hong Kong) Limited (d2009-07-28)	RO	Dealing in securities	2007-01-09	2008-07-31