Personnel Hong Kong SFC License Details (ID 95884)

Personnel Hong Kong SFC License Details (ID 95884)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Advising on securities	2017-10-03	2022-06-15
	Rep	Dealing in securities	2017-10-03	2022-06-15
	Rep	Advising on securities	2014-09-03	2017-10-02
	Rep	Dealing in securities	2014-09-03	2017-10-02
KGI Asset Management Limited	Rep	Advising on securities	2013-08-26	2014-08-22
	Rep	Dealing in securities	2013-08-26	2014-08-22
T G HOLBORN (HK) LIMITED	Rep	Advising on securities	2006-01-19	2013-11-06
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	Rep	Advising on securities	2004-07-08	2006-01-10
T G HOLBORN (HK) LIMITED	Rep	Advising on securities	2003-08-14	2004-07-06