Personnel Hong Kong SFC License Details (ID 95891)

Personnel Hong Kong SFC License Details (ID 95891)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI Asset Management Limited	Rep	Advising on corporate finance	2013-08-07	2016-11-22
	Rep	Advising on securities	2013-08-07	2016-12-28
	Rep	Dealing in securities	2013-08-07	2016-12-28
T G HOLBORN (HK) LIMITED	Rep	Advising on corporate finance	2008-02-11	2013-11-29
	Rep	Advising on securities	2008-01-29	2013-11-29
WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2006-06-12	2008-01-14
	Rep	Advising on securities	2006-04-03	2008-01-14
T G HOLBORN (HK) LIMITED	Rep	Advising on corporate finance	-	2006-03-02
	Rep	Advising on securities	-	2006-03-02