Personnel Hong Kong SFC License Details (ID 95898)

Personnel Hong Kong SFC License Details (ID 95898)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Advising on securities	2017-10-03	-
	Rep	Dealing in securities	2017-10-03	-
	Rep	Advising on securities	2015-04-20	2017-10-02
	Rep	Dealing in securities	2015-04-20	2017-10-02
KGI Asset Management Limited	Rep	Advising on corporate finance	2013-08-26	2016-11-22
	Rep	Advising on securities	2013-08-26	2022-06-23
	Rep	Dealing in securities	2013-08-26	2022-06-23
T G HOLBORN (HK) LIMITED	Rep	Advising on corporate finance	2003-04-01	2013-11-06
	Rep	Advising on securities	2003-04-01	2013-11-06