| JQ Investments (HK) Limited | RO | Advising on securities | 2025-12-03 | - |
| RO | Asset management | 2025-12-03 | - |
| RO | Dealing in securities | 2025-12-03 | - |
| Rep | Advising on securities | 2025-11-03 | 2025-12-03 |
| Rep | Asset management | 2025-11-03 | 2025-12-03 |
| Fourth Dimension Capital Limited | RO | Advising on securities | 2024-03-18 | 2025-05-05 |
| RO | Asset management | 2024-03-18 | 2025-05-05 |
| Akuna Hong Kong Limited | RO | Dealing in futures contracts | 2021-11-26 | 2023-07-20 |
| RO | Dealing in securities | 2021-11-26 | 2023-07-20 |
| AMBER HILL CAPITAL LIMITED | RO | Advising on securities | 2018-11-02 | 2021-08-14 |
| RO | Asset management | 2018-11-02 | 2021-08-14 |
| Rep | Advising on securities | 2018-06-29 | 2018-11-02 |
| Rep | Asset management | 2018-06-29 | 2018-11-02 |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2018-03-15 | 2018-03-23 |
| Rep | Asset management | 2018-03-15 | 2018-03-23 |
| Rep | Dealing in securities | 2018-03-15 | 2018-03-23 |
| CHINA ZHONG HENG FINANCE GROUP LIMITED | Rep | Advising on securities | 2017-11-15 | 2018-03-03 |
| CHINA TIAN YUAN COMMODITIES AND FUTURES LIMITED | RO | Dealing in futures contracts | 2017-09-19 | 2018-03-03 |
| CHINA ZHONG HENG FINANCE GROUP LIMITED | Rep | Asset management | 2017-06-19 | 2018-03-03 |
| Rep | Dealing in securities | 2017-04-28 | 2018-03-03 |
| Ingensoma Trading Group Limited | RO | Dealing in futures contracts | 2014-11-20 | 2017-03-27 |
| RO | Dealing in securities | 2014-11-20 | 2017-03-27 |
| T G SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-09-27 | 2014-11-01 |
| Rep | Dealing in securities | 2007-09-27 | 2014-11-01 |