Personnel Hong Kong SFC License Details (ID 95912)

Personnel Hong Kong SFC License Details (ID 95912)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TigerWit (Hong Kong) Limited	RO	Leveraged foreign exchange trading	2019-12-12	2021-10-27
KGI ASIA LIMITED	Rep	Advising on securities	2017-10-03	2018-09-14
	Rep	Dealing in securities	2017-10-03	2018-09-14
	Rep	Advising on securities	2015-04-15	2017-10-02
	Rep	Dealing in securities	2015-04-15	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-04-15	2018-09-14
T.F.S. Derivatives HK Limited	RO	Dealing in securities	2011-05-13	2014-12-31
	RO	Dealing in futures contracts	2010-04-09	2014-12-31
	Rep	Dealing in futures contracts	2009-10-06	2010-04-09
	Rep	Dealing in securities	2009-10-06	2011-05-13
	RO	Dealing in securities	2009-05-21	2009-10-06
	RO	Dealing in futures contracts	2009-04-03	2009-10-06
TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-06-30	2006-11-28
	Rep	Dealing in securities	2006-06-30	2006-11-28
DESCARTES GLOBAL ASSET MANAGEMENT LIMITED	RO	Asset management	2004-08-18	2006-06-18